Regulatory Compliance Policy
Last updated: June 2026
WCMS Investment Solutions Pvt. Ltd. (CIN: U74999TN2019PTC131733) operates with strict fidelity to Indian statutory and regulatory frameworks. This policy establishes the legal basis of our operations as a FinTech aggregator and distinguishes our facilitator role from that of licensed banking institutions or asset managers.
Key Points
- FinTech Aggregator Classification: Operates strictly as an aggregator and ecosystem facilitator connecting growth MSMEs with qualified institutional lenders, funds, and family offices.
- Non-Banking Operating Scope: WCMS IS is not a Bank, NBFC, AMC, AIF, or Collective Investment Scheme; it does not accept public deposits, pool capital, or manage client portfolios.
- Statutory Adherence: Complies fully with the Companies Act 2013, Income Tax Act, Goods and Services Tax (GST) statutes, PMLA regulations, and IT Act data governance directives.
- Anti-Money Laundering & KYC: Implements comprehensive AML and KYC compliance protocols and reserves the right to decline engagements presenting regulatory or legal risks.
- Independent Assessment Standard: All financing decisions, interest rates, collateral covenants, and funding allocations remain at the sole discretion of participating capital providers.